1. The SEC

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    2. What the Volume and Diversity of Comment Letters to the SEC Say About its Climate Proposal

      What the Volume and Diversity of Comment Letters to the SEC Say About its Climate Proposal
      The Securities and Exchange Commission presents its new climate proposal as a modest evolution in its longstanding rules requiring environmental disclosure. While supporters echo that pitch, most recognize the proposal as a large leap beyond the SECs traditional focus on material financial matters. Who has the better of it may be inferred from the breadth of comments the SECs proposal received during the three-month comment period that ended June 17...
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      Mentions: The SEC Rules SEC
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  2. Quotes about The SEC

    1. The failure to hold any senior executives responsible for the massive misconduct during the financial crisis stands out as a failure in enforcement and not just at the SEC.
      In SEC Nominees Commit to Revisiting Regulations, Holding Executives Accountable
    2. The SEC should mandate whatever it needs to mandate to get everybody in a room and work this out.
      In Improving Proxy-Voting System Discussed At SEC Roundtable
    3. Having Commissioner Roisman at the helm of the process is a great first step and means you have someone who really understands the minutiae of the SEC's rule-making process steering the process.
      In SEC Commissioner Takes Agency Lead on Proxy-Voting Efforts