1. Compliance

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    6. ESG and Cybersecurity Compliance Are Every Employee’s Concern

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      ESG and Cybersecurity Compliance Are Every Employee’s Concern
      In late spring 2022, the Securities and Exchange Commission (SEC)charged an elite investment adviser for misstatements and omissionsabout Environmental, Social, and Governance (ESG) considerations related to its managed mutual funds. This same financial firm has also faced myriad cybersecurity problems over the past fifteen years, including adata breachanddeficient cybersecurity practices. Its not a unique scenario: companies large and small, public and private, are facing increased challenges in managing the ...
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      Mentions: Investment data breach The U.S. Securities Exchange Commission
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  4. Quotes about Compliance

    1. Despite important advances in drug development, effective and convenient drug delivery remains an unmet challenge. Many patients suffer from side effects associated with inconsistent levels of medication in the blood and struggle with compliance.
      In Titan Pharma (TTNP) Appoints Scott Smith and Dr. Rajinder Kumar to Board of Directors
    2. We are strengthening compliance, but it is impossible to say that misconduct won't occur.
      In Japan Firms Have No Plans to Strengthen Governance After Ghosn Arrest
    3. Compliance with the principles of the UK Corporate Governance Code remains high; however, when boards choose not to follow provisions too many explanations are of poor quality.
      In Companies criticised for 'paying lip-service' to shareholder complaints