1. Articles from stinsonleonard

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    1. New York City Comptroller Launches Campaign for Corporate Board Diversity, Independence, and Climate Expertise

      New York City Comptroller Launches Campaign for Corporate Board Diversity, Independence, and Climate Expertise

      Comptroller Stringer sent letters to the boards of 151 companies calling on them to publicly disclose the skills, race and gender of board members and to discuss their process for adding and replacing board members, known as the “board refreshment” process, with the Comptroller’s Office...

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    2. SEC Charges Chief Compliance Officer for Failure to Verify Information

      SEC Charges Chief Compliance Officer for Failure to Verify Information

      David I. Osunkwo was a principal at Strategic Consulting Advisors, LLC, or SC Consulting. SC Consulting offered compliance consulting and CCO services to two SEC registered investment adviser firms under common control, Aegis Capital, LLC and Circle One Wealth Management, LLC. Respondent Osunkwo, a principal at SC Consulting, was designated as CCO to both Aegis Capital and Circle One...

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      Mentions: SEC Compliance
    1-4 of 4
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    SEC Enforces First-Ever Dodd-Frank Whistleblower Retaliation Claim SEC Charges Chief Compliance Officer for Failure to Verify Information New York City Comptroller Launches Campaign for Corporate Board Diversity, Independence, and Climate Expertise ISS Updates FAQs on U.S. Proxy Voting Research and Policies Farmer Mac Announces Election of Roy H. Tiarks to Board of Directors Aviat Networks Appoints Michele Klein to its Board of Directors Cutera Appoints Sheila Hopkins to its Board of Directors Hillenbrand Inc. Adds to Board of Directors Henry Schein Elects Reed V. Tuckson, M.D., FACP to Board of Directors Centessa Pharmaceuticals Announces Expansion of Management Team and Board of Directors AT&T Unwinds Billions’ Worth of Deal-Making Kroger, Blasted for Ending Hazard Pay, Gave CEO $22 Million