1. Articles from Dave Michaels

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    1. Two Ex-Bank of America Traders Accused of Spoofing Found Guilty

      Two Ex-Bank of America Traders Accused of Spoofing Found Guilty

      Two former Bank of America Corp. traders were convicted Wednesday of rigging precious-metals prices by using an aggressive tactic known as spoofing, the latest win for prosecutors in a yearslong effort to crack down on the practice. A federal jury found Edward Bases and John Pacilio guilty of wire fraud and conspiracy charges after a two-week criminal trial in Chicago...

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      Mentions: Dodd-Frank Fraud Bank
    2. Former Hertz CEO Agrees to Settle Claims Tied to Accounting Misconduct

      Former Hertz CEO Agrees to Settle Claims Tied to Accounting Misconduct

      The former chief executive of Hertz Global Holdings Inc. agreed to pay nearly $2.2 million to settle claims that he pressured subordinates to “find money” to meet financial targets, causing employees to violate accounting rules, according to regulators. Mark Frissora neither admitted nor denied the Securities and Exchange Commission’s allegations but will refund Hertz nearly $2 million in incentive compensation and pay a $200,000 penalty to the government...

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    3. SEC Commissioner Says Dodd-Frank Rules Not a Priority

      SEC Commissioner Says Dodd-Frank Rules Not a Priority

      WASHINGTON—The Securities and Exchange Commission’s sole Republican member said the SEC won’t prioritize any rules required by the Dodd-Frank financial law but could advance other measures when he likely becomes its acting chairman after President-elect Donald Trump takes office later this month. Speaking Friday at a conference in Washington, SEC Commissioner Michael Piwowar said he has met with fellow Commissioner Kara Stein about items that he could advance as the commission’s interim leader...

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    1-3 of 3
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