1. Regulatory Update and Recent SEC Actions - July 2020

    Regulatory Update and Recent SEC Actions - July 2020
    • SEC Provides Temporary, Conditional Relief for BDCs Making Investments in Small and Medium-Sized Businesses
    • SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19
    • SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
    • SEC Enforcement Forms Coronavirus Steering Committee to Address COVID-19 Concerns and Response
    • SEC Extends Relief for Virtual Meetings of Fund Boards...
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