1. U.S. securities

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    2. Shareholder Proposal No-Action Requests in the 2020 Proxy Season: Glimmers of Hope for Board Analyses, Limits on Micromanagement

      Shareholder Proposal No-Action Requests in the 2020 Proxy Season: Glimmers of Hope for Board Analyses, Limits on Micromanagement
      ...October 2019, for the third consecutive year, the Staff of the Division of Corporation Finance (Staff) of the U.S. Securities and Exchange Commission (SEC) issued guidance concerning companies’ ability to exclude shareho...
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    1. Janus's move to hire Mr. Gross strikes us as precipitous, coming two days after last week's multiple news reports about the U.S. Securities and Exchange Commission investigation of alleged improper valuation and performance reporting in Pimco's $3.6 billion Total Return exchange-traded fund.
      In Vanguard, BlackRock May Reap Billions From Pimco After Gross Exit
    2. On September 11, Nikola's legal counsel proactively contacted and briefed the U.S. Securities and Exchange Commission (SEC) regarding Nikola's concerns pertaining to the Hindenburg report.
      In Federal Inquiries, Allegations of Sexual Assault, a Resignation, and Billions on the Line: Here's Everything you need to Know About Nikola and its Founder's Controversial Last 5 Weeks