1. Shareholder Lawsuit

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    6. Exclusive: SEC's Clayton Won't Blindly Allow Corporations to Ban Shareholder Lawsuits

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      Exclusive: SEC's Clayton Won't Blindly Allow Corporations to Ban Shareholder Lawsuits
      It's a question of state law, said Edward Rock, the director of NYU Law School's Institute for Corporate Governance and Finance. The SEC should not get involved and it's not an appropriate issue for them to get involved with. In Rock's view, the SEC's mode of regulation is disclosure, not making...
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      Mentions: Corporate Governance SEC Shareholder Lawsuit

    7. Shareholder Litigation in the Wake of the #MeToo Movement

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      Shareholder Litigation in the Wake of the #MeToo Movement
      Companies are facing a growing number of derivative and securities class actions in the wake of the #MeToo movement. Having strong protocols to address allegations of harassment and sexual misconduct, thoroughly and promptly investigating such allegations, and carefully weighing the risks in severance payments to accused harassers are some of the steps companies can take to protect against such actions...
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      Mentions: Investors CEO SEC
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