Articles that mention Jay Clayton -BoardProspects

Jay Clayton

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2. SEC Chair Clayton Leaving Post as Top Financial Regulator
  
  Explore paNOW Nov 16 2020 BoardNews
  
  ...for agency heads or Cabinet members appointed under an outgoing administration to leave early... WASHINGTON — Jay Clayton, a former Wall Street lawyer who has headed the Securities and Exchange Commission as the financia...
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  Mentions: Jay Clayton The SEC Wall Street
3. Wall Street Knows Who It Doesn’t Want at SEC: Gensler or Bharara
  
  Explore Bloomberg Nov 13 2020 BoardBlogs
  
  ...ntil a permanent replacement is appointed by the president and confirmed by the Senate. Trump’s SEC Chairman, Jay Clayton, hasn’t yet announced whether he plans to resign or what he might do next after leaving the regula...
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  Mentions: Investment SEC Commissioner resign
4. SEC Makes 2020 A Record Year for Whistleblowers. What Does It Mean for Compliance?
  
  Explore Legal News, Lawyers, Law Firms Nov 5 2020 BoardBlogs
  
  ...llow the SEC to alter awards as they pleased (i.e., a “backdoor cap”). In his public statements, SEC Chairman Jay Clayton has tried to allay those concerns, stressing his agency “remain[s] dedicated to working quickly to...
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  Mentions: Benchmark Whistleblower U.S. Supreme Court
5. Highlights from SEC Speaks 2020
  
  Explore National Law Review Oct 13 2020 BoardNews
  
  ...related challenges and discussion of the significant ongoing impact of Kokesh v. SEC and Liu v. SEC. Chairman Jay Clayton focused his opening remarks on the SEC’s response to the COVID-19 pandemic. He noted the high stre...
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  Mentions: Conference Investment Management
6. Will the SEC’s Proposed Whistleblower Rules Undermine the Deterrent Effect of the Dodd-Frank Act?
  
  Explore National Law Review Aug 19 2020 BoardBlogs
  
  ...ration the final size of an award when making its compensation decisions. The Chairman of the Commission, Mr. Jay Clayton, made clear that the SEC could not set a hard-cap on awards or set any monetary limitations. Howev...
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  Mentions: UBS Fraud stock options
7. ESG Disclosure Trends in SEC Filings
  
  Explore whitecase.com Aug 13 2020 BoardBlogs
  
  ...ework or other prescriptive sustainability disclosure requirements for SEC filings. For example, SEC Chairman Jay Clayton noted that E, S, and G are “quite different baskets of disclosure matters and that lumping them to...
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  Mentions: Management Governance Committee Citigroup
8. Legal Liability for ESG Disclosures
  
  Explore corpgov.law.harvard.edu Aug 3 2020 BoardBlogs
  
  ...o make the TCFD climate disclosures mandatory. In his speech discussing the proposed amendments, SEC Chairman Jay Clayton spent a great deal of time explaining why the SEC was adopting mandatory climate-related disclosur...
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  Mentions: Investment State Street ISS
9. Pharma Execs are Getting Multimillion-Dollar Payouts — Without Even Producing a Vaccine
  
  Explore msn.com Jul 28 2020 BoardNews
  
  ...t avoiding even the whiff of impropriety. When asked on CNBC about news of the Moderna executive stock sales, Jay Clayton, chairman of the SEC, replied, “Why would you want to even raise the question that you were doing ...
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  Mentions: stock options Congress NBC
10. Regulatory Update and Recent SEC Actions - July 2020
  
  Explore Legal News, Lawyers, Law Firms Jul 24 2020 BoardNews
  
  ...ure of ESG data; and (v) deciding the role of ESG rating systems and benchmarks. At the meeting, SEC Chairman Jay Clayton restated his belief that he had not seen any circumstances where combining an analysis of ESG issu...
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  Mentions: Board of Trustees Investment Management
11. SEC Shareholder Proposal Muffles Main Street Voices
  
  Explore news.bloomberglaw.com Jul 21 2020 BoardBlogs
  
  ...ese measures will make it much harder for investors—especially retail “Main Street” investors as SEC Chairman Jay Clayton refers to them—to get important issues on publicly traded companies’ annual meeting agendas. Time ...
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  Mentions: Investment Shareholder Proposal Main Street
12. Top 3 Corporate Governance Issues For Fall Board Meetings
  
  Explore Law360 Jul 15 2020 BoardBlogs
  
  ... Finance (2020), https://www.blackrock.com/corporate/investor-relations/larry-fink-ceo-letter [17] See, e.g., Jay Clayton, SEC Chairman, Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Ot...
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  Mentions: Ethics Delaware DOJ
13. What To Make Of The SEC’s Warnings On ESG Ratings And Recommendations For ESG Disclosures
  
  Explore forbes.com May 29 2020 BoardBlogs
  
  ...the US asset management industrys top regulator, theSecurities and Exchange Commission (SEC) between Chairman Jay Clayton's warning yesterday on ESG ratings and a recommendation earlier this month for ESG disclosures... ...
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  Mentions: Management Jay Clayton SEC
14. Carl Icahn Criticizes SEC Proxy Overhaul as 'Big Step Backward'
  
  Explore StamfordAdvocate.com Feb 10 2020 BoardNews
  
  ...ollows a Wall Street Journal opinion article he wrote in November criticizing the SEC proposals. SEC Chairman Jay Clayton, who was appointed by President Donald Trump, and Republican SEC Commissioner Elad Roisman have bo...
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  Mentions: SEC Commissioner shareholder voting elections
15. Considerations For Preparing Your 2020 Proxy Statement
  
  Explore mondaq.com Feb 10 2020 BoardBlogs
  
  ...t of the SEC's December 2019 statement on audit committees. The statement, which was released by SEC Chairman Jay Clayton, Chief Accountant Sagar Teotia, and the Director of the Division of Corporation Finance, William H...
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  Mentions: State Street Vanguard ISS
16. Davos Elites Will Be Buzzing About Corporate Social Responsibility — and Its Limits
  
  Explore CNBC.com Jan 18 2020 BoardBlogs
  
  ...th that, the SEC is unlikely to impose such rules in the short term, industry experts say. The agency, led by Jay Clayton, a Trump appointee, has made simplifying corporate disclosures among its priorities. Indeed in Nov...
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  Mentions: Corporate Social Reponsibility KKR Amazon
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