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investigation

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1. Mentioned In 204 Articles
2. SEC Whistleblower Program Firing on all Cylinders
  
  Explore National Law Review Nov 18 2020 BoardBlogs
  
  ...ignificantly contributed to a successful enforcement action where the matter was already under examination or investigation. An individual may submit a tip anonymously to the SEC if represented by an attorney in connecti...
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  Mentions: Dodd-Frank Fraud Whistleblower
3. Nissan’s Civil Court Case Against Former Chairman Ghosn Opens in Japan
  
  Explore independent.ie Nov 13 2020 BoardNews
  
  ...ebruary. “Nissan carried out a robust and thorough internal investigation that included external lawyers. The investigation concluded that Ghosn intentionally committed serious misconduct,” the company said. Nissan has a...
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  Mentions: Japan lawsuit stock options
4. The Big Question: Can Corporate Fraud Be Fixed?
  
  Explore BNN Bloomberg Oct 25 2020 BoardBlogs
  
  ... the material you uncover? TM: We always ask why they’re hiring us. And we always ask what the motive for the investigation is. But we’re not always told the full story. I’ll give one quick anecdote. I was once hired to ...
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  Mentions: Opinion Goldman Sachs acquisition
5. Compensation Clawbacks: Trends and Lessons Learned
  
  Explore Legal News, Lawyers, Law Firms Oct 21 2020 BoardBlogs
  
  ...blicity that can be triggered by a clawback action and the corresponding importance of a careful and thorough investigation before paying amounts in connection with a termination to minimize the likelihood that a later c...
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  Mentions: Dodd-Frank Delaware CFO
6. Highlights from SEC Speaks 2020
  
  Explore National Law Review Oct 13 2020 BoardNews
  
  ...s of Investigation pursuant to Section 21(a) of the Exchange Act. Such reports can be issued at the end of an investigation and allow the SEC to share its views without imposing sanctions on the entity or individual(s) b...
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  Mentions: Conference Investment Management
7. Walmart Must Turn Over Files on Alleged Opioid-Mishandling
  
  Explore Bloomberg Oct 5 2020 BoardNews
  
  ...failed to keep an eye on excessively large opioid sales within its 2,700 in-store pharmacies, Wales said. The investigation would focus on whether Walmart “lived up” to its agreement with the government, he added. The ju...
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  Mentions: Delaware Pension Funds investigation
8. SEC Charges Hospitality Company for Failing to Disclose Executive Perks
  
  Explore sec.gov Sep 30 2020 BoardNews
  
  ...nsented to the SEC’s cease-and-desist order, which requires Hilton to pay a $600,000 civil penalty. The SEC’s investigation was conducted by Brian Higgins and Oreste McClung, and supervised by Brendan McGlynn and Kelly L...
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  Mentions: Hilton stock options investigation
9. AOC Asked SEC to Investigate Palantir Disclosures, Governance Ahead of Direct Listing
  
  Explore MarketWatch Sep 30 2020 BoardNews
  
  ...in a statement Wednesday. She added that the group is “eager to find out why the agency has not” announced an investigation into the issues the representatives raised. Palantir shares began trading Wednesday at $10 a sha...
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  Mentions: IPO stake investigation
10. JPMorgan Is Set to Pay $1 Billion in Record Spoofing Penalty
  
  Explore Yahoo! Finance Sep 23 2020 BoardNews
  
  ... securities and futures, according to another person familiar with the matter. JPMorgan, which disclosed that investigation earlier this year, said it’s cooperating with authorities. Cracking down on spoofing has been a ...
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  Mentions: Carlyle Bloomberg Nova
11. SEC Votes to Amend Whistleblower-Award Rules
  
  Explore wsj.com Sep 23 2020 BoardNews
  
  ...factors—such as whether the whistleblower provided firsthand information and whether a tipster assisted in an investigation—can lead to bigger awards. The SEC also weighs discounting factors, such as whether tipsters the...
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  Mentions: Whistleblower investigation The SEC
12. Corporate Governance, Director Confidentiality And The Las Vegas Slogan
  
  Explore forbes.com Sep 22 2020 BoardBlogs
  
  ...iveness to indications of intentional disclosure. This would include the possible commencement of an internal investigation and, depending upon the results, the willingness to consider disciplinary options that are appro...
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  Mentions: General Motors lawsuit resign
13. Nikola Slides Another 7% After Justice Department Joins SEC in Fraud Probe
  
  Explore Stock Market Data Today Sep 16 2020 BoardNews
  
  ...or generating market-beating returns The SEC will now examine possible violations of securities laws, but the investigation is said to be preliminary and may not lead to any findings of wrongdoing, according to Bloomberg...
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  Mentions: General Motors Morgan Stanley Fraud
14. McDonald’s Corp. Calls Fired CEO Steve Easterbrook a Liar and ‘Morally Bankrupt’ for Not Admitting to ‘Repeated Bad Acts’
  
  Explore Nation's Restaurant News Home Page Aug 31 2020 BoardNews
  
  ...tical and transition assistance, according to NRN executive pay analysis. Last week, the company expanded its investigation to include more corporate deceit. McDonald’s alleges that Easterbrook also covered up misconduct...
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  Mentions: Delaware lawsuit severance
15. McDonald’s Corp. Expands Probe of Fired CEO Steve Easterbrook
  
  Explore Nation's Restaurant News Home Page Aug 26 2020 BoardNews
  
  ...e Board took immediate steps to investigate those allegations with the help of outside counsel. Based on that investigation, it became clear that the Company’s former CEO had lied and destroyed evidence regarding the ext...
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  Mentions: Delaware stock options severance
16. Petropavlovsk Appoints Interim CEO After Boardroom Coup
  
  Explore msn.com Aug 17 2020 BoardNews
  
  ... directors were voted out at a general meeting. Last week shareholders also voted for an independent forensic investigation of related party transactions in the last three years. The vote followed a turbulent few months ...
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  Mentions: Takeover Bloomberg Founder
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