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investigation

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1. Mentioned In 215 Articles
2. Blackstone CEO Schwarzman Took Home $610.5 Million in 2020
  
  Explore Yahoo Finance Mar 1 2021 BoardNews
  
  ...nagement Inc Chairman Leon Black, who agreed to relinquish his role as the company's CEO by July following an investigation of his ties to late financier and convicted sex offender Jeffrey Epstein, collected at least $18...
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  Mentions: Management KKR Carlyle
3. SEC Charges Gas Exploration and Production Company and Former CEO with Failing to Disclose Executive Perks
  
  Explore sec.gov Feb 24 2021 BoardNews
  
  ...d-desist from further violations, and Moore agreed to pay a civil penalty in the amount of $88,248. The SEC's investigation was conducted by Jeffrey D. Felder, Tracy W. Bowen, and Nicholas Heinke and supervised by Kimber...
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  Mentions: stock options investigation The SEC
4. Google to Evaluate Executive Performance on Diversity, Inclusion
  
  Explore Yahoo Finance Feb 19 2021 BoardNews
  
  ...t 96% of Google's U.S. leaders at the time were white or Asian, and 73% globally were men. As a result of the investigation, the company also expanded a commitment announced in June to devote more resources to retaining ...
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  Mentions: Google resign investigation
5. Eli Lilly Doesn’t Plan to Claw Back Past Pay From Former CFO
  
  Explore wsj.com Feb 10 2021 BoardNews
  
  ...usiness matters or judgments. The company said Mr. Smiley is the only employee affected by the outcome of the investigation and declined to elaborate on what it defines as inappropriate conduct. Mr. Smiley, a company vet...
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  Mentions: CFO clawbacks Jeff Immelt
6. Biden Is Expected to Name Gary Gensler for SEC Chairman
  
  Explore Stock Market Quotes and News Jan 12 2021 BoardNews
  
  ... with Mr. Gensler at Goldman Sachs. Senate Republicans said Mr. Gensler's decision to remove himself from the investigation was an effort to sidestep Congress' questions about how the CFTC oversaw Mr. Corzine's firm. An ...
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  Mentions: Management Goldman Sachs Sen. Elizabeth Warren
7. CEO Pay: Heads of Microsoft, Intel and Alphabet Among Highest Paid
  
  Explore usatoday.com Dec 26 2020 BoardNews
  
  ...ere skeptical because of his relative lack of experience – especially at a time when the bank was still under investigation for its role in the 2008 financial crisis and after having only recently paid back the $45 billi...
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  Mentions: Citigroup Google Goldman Sachs
8. Chubb Enhances D&O and Fiduciary Insurance Offerings to Address Changing Liability Exposures
  
  Explore Stock Market Data Today Dec 22 2020 BoardNews
  
  ...Insurance policy incorporates numerous sought after policy terms and coverages, such as settlor and pre-claim investigation coverage, along with several other new-to-market features, that provides optimal coverage enhanc...
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  Mentions: NYSE AMP Canada
9. Astra Plots Post-Covid Future With $39 Billion Alexion Deal
  
  Explore msn.com Dec 12 2020 BoardNews
  
  (Bloomberg) -- AstraZeneca Plc, one of the drugmakers leading the fight against Covid-19, highlighted where its growth will come from after the pandemic with a $39 billion deal for rare-disease specialist Alexion Pharmaceuticals Inc. Load Error The proposed cash-and-stock acquisition will add treatments for uncommon blood and immunological disorders to the portfolio of Cambridge, U.K.-based AstraZeneca, which had spent years paring away older and less profitable ...
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  Mentions: Management Goldman Sachs CFO
10. S&P Global’s $39 Billion Deal Marks Data’s Dominance in Markets
  
  Explore BNN Bloomberg Nov 30 2020 BoardBlogs
  
  ...swaps from 2006 to 2009. Markit and the International Swaps and Derivatives Association, which was also under investigation, settled the claims in 2016....
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  Mentions: acquisition Bloomberg London Stock Exchange
11. Hong Kong Doctor Is Cleared in Massive Securities Probe
  
  Explore BNN Bloomberg Nov 30 2020 BoardNews
  
  ...t Corruption, which brought the charges in May 2019. Both agencies had assigned considerable resources to the investigation, which involved multiple raids and seizures of property and documents. The SFC had been investig...
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  Mentions: Bloomberg Founder investigation
12. When That Problematic Board Member Just Won’t Leave
  
  Explore corpgov.law.harvard.edu Nov 29 2020 BoardBlogs
  
  ... circumstances. “Optics” can create negative publicity that is harmful to the organization, prompt regulatory investigation, lead to significant economic backlash and create board disruption. There is a hope that most di...
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  Mentions: National Association of Corporate Directors resign AMP
13. SEC Whistleblower Program Firing on all Cylinders
  
  Explore National Law Review Nov 18 2020 BoardBlogs
  
  ...ignificantly contributed to a successful enforcement action where the matter was already under examination or investigation. An individual may submit a tip anonymously to the SEC if represented by an attorney in connecti...
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  Mentions: Dodd-Frank Fraud Whistleblower
14. Nissan’s Civil Court Case Against Former Chairman Ghosn Opens in Japan
  
  Explore independent.ie Nov 13 2020 BoardNews
  
  ...ebruary. “Nissan carried out a robust and thorough internal investigation that included external lawyers. The investigation concluded that Ghosn intentionally committed serious misconduct,” the company said. Nissan has a...
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  Mentions: Japan lawsuit stock options
15. The Big Question: Can Corporate Fraud Be Fixed?
  
  Explore BNN Bloomberg Oct 25 2020 BoardBlogs
  
  ... the material you uncover? TM: We always ask why they’re hiring us. And we always ask what the motive for the investigation is. But we’re not always told the full story. I’ll give one quick anecdote. I was once hired to ...
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  Mentions: Opinion Goldman Sachs acquisition
16. Compensation Clawbacks: Trends and Lessons Learned
  
  Explore Legal News, Lawyers, Law Firms Oct 21 2020 BoardBlogs
  
  ...blicity that can be triggered by a clawback action and the corresponding importance of a careful and thorough investigation before paying amounts in connection with a termination to minimize the likelihood that a later c...
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  Mentions: Dodd-Frank Delaware CFO
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