1. Insider Trading

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    13. SEC Reveals 2016 Hack that Breached its Filing System and Possibly led to Insider Trading

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      SEC Reveals 2016 Hack that Breached its Filing System and Possibly led to Insider Trading
      RNEW YORK (AP) The Securities and Exchange Commission says a cyber breach of a filing system it uses may have provided the basis for some illegal trading in 2016. In a statement posted Wednesday evening on the SEC's website, Chairman Jay Clayton says a review of the agency's cybersecurity risk profile determined that the previously detected "incident" was caused by "a software vulnerability" in its EDGAR filing system...
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      Mentions: SEC Cybersecurity Insider Trading
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  4. Quotes about Insider Trading

    1. The government believes that the proposed global resolution is fair, reasonable, and firmly promotes the interests of justice, deterrence and respect for the law. The aggregate $1.8 billion is – to the Government's knowledge – the largest financial penalty in history for insider trading offenses.
      In SAC in $1.8B Settlement with Justice Department
    2. The regulator will continue to crack down on violations of securities laws and regulations, including insider trading and market manipulation.
      In China Just Had a 'Black Monday'
    3. We have recently launched an investigation into alleged insider trading raised by the Korea Exchange.
      In Samsung Officials Probed for Insider Trading Before C & T Deal