Articles mentioning both proxy statements and SEC -BoardProspects

Articles mentioning both proxy statements and SEC

1-19 of 19
1. Activist Campaigns Decline 15% Compared To Last Year
  
  Explore valuewalk.com Apr 1 2021 BoardNews
  
  ...mmission (SEC) to consider ESG issues as material to investors, and therefore not eligible for exclusion from proxy statements. Proxy voting guidelines further reflect fund managers having established expectations for ac...
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  Mentions: Management Vanguard acquisition
2. Human Capital Management Proxy Disclosures
  
  Explore corpgov.law.harvard.edu Mar 9 2021 BoardBlogs
  
  ...as the proxy statement. Given the tailwinds behind HCM disclosure, we were not surprised to find that recent proxy statements reflect a surge in the degree and prevalence of HCM details relative to prior years. Specific...
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  Mentions: Management proxy statements human capital
3. Changes Are Coming to Financial Regulation. What It Means for Investors.
  
  Explore Financial Investment News Feb 4 2021 BoardBlogs
  
  ...securities regulations, says Amy Lynch, president of FrontLine Compliance and a former SEC examiner. Both the SEC and CFPB are expected to dial up enforcement actions. Acting CFPB director Dave Uejio, a veteran at the bu...
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  Mentions: Management blockchain Bitcoin
4. Preparing for the 2021 Public Company Reporting Season
  
  Explore Legal News, Lawyers, Law Firms Dec 9 2020 BoardBlogs
  
  ...nstitutional Investor and Proxy Advisor Areas of Focus · SEC Rule Changes Not Yet Effective—Looking Ahead The SEC was active in 2020 with numerous rule changes, including the first significant amendments to Regulation S-...
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  Mentions: Management Term Limits Annual Meeting
5. ESG Management and Board Accountability
  
  Explore corpgov.law.harvard.edu Nov 15 2020 BoardBlogs
  
  ..., shareholder rights, and executive compensation practices. With the abundance of new information included in proxy statements, companies and investors face several challenges, as the risk of information overload becomes...
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  Mentions: Management Vanguard voting rights
6. Will California's Board Quota Law Change Diversity Disclosures In Proxy Statements?
  
  Explore Legal News, Lawyers, Law Firms Oct 15 2020 BoardBlogs
  
  ... (or the board) assesses the effectiveness of its policy;" Item 407(c)(2)(vi) of Regulation S-K. Notably, the SEC did not define "diversity" for purposes of this disclosure and issuer therefore are not required to disclo...
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  Mentions: California proxy statements Change
7. Is Your Board Gender Diverse Yet? Washington Public Companies Reminded of Upcoming Board Diversity Requirement
  
  Explore Legal News, Lawyers, Law Firms Sep 19 2020 BoardBlogs
  
  ...rly robust. While some public companies nevertheless include extensive diversity-related disclosures in their proxy statements, others provide only the bare minimum needed to satisfy the SEC’s requirements. A Washington ...
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  Mentions: Investment Public Companies Annual Meeting
8. Shareholder Proposal No-Action Requests in the 2020 Proxy Season: Glimmers of Hope for Board Analyses, Limits on Micromanagement
  
  Explore Legal News, Lawyers, Law Firms Sep 11 2020 BoardBlogs
  
  ...nge Commission (SEC) issued guidance concerning companies ability to exclude shareholder proposals from their proxy statements by addressing the significance of a proposal through a board analysis. That guidance also dis...
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  Mentions: Shareholder Proposal stock options social issues
9. ESG Disclosure Trends in SEC Filings
  
  Explore whitecase.com Aug 13 2020 BoardBlogs
  
  ..., fits within the SEC approach of highlighting particular ESG topics that may be appropriate for inclusion in SEC filings, rather than “lumping” all of ESG into one disclosure bucket for purposes of SEC filings. In the e...
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  Mentions: Management Governance Committee Citigroup
10. Otelco Agrees to be Acquired by Oak Hill Capital
  
  Explore GlobeNewswire Jul 27 2020 BoardNews
  
  ...tatement and other relevant materials filed with the SEC by the Company through the website maintained by the SEC at www.sec.gov or by contacting the Company’s proxy solicitation firm D. F. King & Co., Inc. at 1-800-714-...
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  Mentions: acquisition Nasdaq Private Equity
11. The Role of ESG in the Business Community
  
  Explore uschamber.com Jul 22 2020 BoardBlogs
  
  ...uciaries requiring that investment decisions be based on pecuniary factors. The U.S. Chamber commented on the SEC and EU proposals and will comment on the DOL’s proposals. While the U.S. Chamber is supportive of the deve...
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  Mentions: proxy statements European Union human capital
12. SEC Focus on Executive Perk Disclosure Continues
  
  Explore Legal News, Lawyers, Law Firms Jul 13 2020 BoardBlogs
  
  ... value of benefits provided to the CEO’s family members. As a result of the SEC action, Argo consented to the SEC’s cease and desist order, agreed to pay a $900,000 civil penalty and undertook to cooperate fully with the...
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  Mentions: Japan stock options investigation
13. Say on Pay and the Effects of the CEO Pay Ratio: Key Findings From the 2020 Proxy Season
  
  Explore corpgov.law.harvard.edu Jun 24 2020 BoardBlogs
  
  ...inues to capture the spotlight. To highlight the growing trend, the CEO Pay Ratio was established as mandated SEC disclosure starting in 2018. The measurement requires companies to compare the compensation of the CEO to ...
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  Mentions: Public Companies stock options Say on Pay
14. Insurance Company Settles SEC Charges for Failing to Disclose Executive Perks
  
  Explore Aktien Jun 4 2020 BoardNews
  
  ...ks and records, and internal controls. Without admitting or denying the SEC's findings, Argo consented to the SEC's cease-and-desist order, which requires Argo to pay a $900,000 civil penalty. The SEC's continuing invest...
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  Mentions: stock options investigation Argo Group
15. Considerations For Preparing Your 2020 Proxy Statement
  
  Explore mondaq.com Feb 10 2020 BoardBlogs
  
  ...rom legal documents to disclosures that both address various stakeholder concerns and comply with the various SEC and other requirements. All companies would benefit from considering five key questions in order to enhanc...
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  Mentions: State Street Vanguard ISS
16. Company Hedging Policies: Observations from New Proxy Disclosures
  
  Explore corpgov.law.harvard.edu Nov 9 2019 BoardBlogs
  
  ...ies and Exchange Commission (SEC) approved final rules requiring the disclosure of hedging policies in annual proxy statements. The rules, which became effective for proxy statements filed in fiscal years beginning on or...
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  Mentions: Dodd-Frank ISS stock options
17. Are we Misunderstanding the Elements That Lead to Good Governance?
  
  Explore Legal News, Lawyers, Law Firms Oct 21 2019 BoardBlogs
  
  ...authors suggest that the concept of pay for performance is not well understood. First, as anyone who looks at proxy statements knows, despite voluminous disclosure, the size of a /ceo pay package is not very clear: the c...
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  Mentions: IPO ISS acquisition
18. Disclosure on Cybersecurity Risk and Oversight
  
  Explore corpgov.law.harvard.edu Oct 17 2019 BoardBlogs
  
  ... Risks, speech by SEC Chairman Jay Clayton, 6 December 2018; EY publication, 2018 AICPA Conference on Current SEC and PCAOB Developments.(go back) 5 Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Mass...
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  Mentions: National Association of Corporate Directors Conference Public Companies
19. 2019 Proxy Season Review
  
  Explore corpgov.law.harvard.edu Jul 26 2019 BoardBlogs
  
  ...ators. For example, the SEC’s Investment Advisory Committee voted 14 to 6 in March 2019 to recommend that the SEC consider as a part of the SEC’s Disclosure Effectiveness Review imposing a requirement on public companies...
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  Mentions: Investment Management hostile takeover
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