Articles mentioning both IRS and SEC -BoardProspects

Articles mentioning both IRS and SEC

1-3 of 3
1. Will the SEC’s Proposed Whistleblower Rules Undermine the Deterrent Effect of the Dodd-Frank Act?
  
  Explore National Law Review Aug 19 2020 BoardBlogs
  
  ...frauds. The Chairman of the SEC acknowledged that this debate had caused confusion over the commitment of the SEC toward the program, explaining that “uncertainty regarding the award process for very large awards, could ...
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  Mentions: UBS Fraud stock options
2. Vanguard Whistleblower's Claim Survives a Challenge
  
  Explore mcall.com Nov 7 2018 BoardNews
  
  ...ers. The IRS doesn't confirm or comment on investigations. Danon also contended Vanguard should have told the SEC, as its regulator, about the tax dispute. Danon hopes to collect a percentage of any late payments or fine...
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  Mentions: Dodd-Frank Vanguard Whistleblower
3. NASDAQ OMX Reports Record Fourth Quarter 2013 Results
  
  Explore BoardProspects Feb 11 2014 BoardKnowledge
  
  ...qomx.com/" rel="nofollow">http://www.nasdaqomx.com and the SEC's website at www.sec.gov. NASDAQ OMX undertakes no obligation to publicly update any forward-lo...
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  Mentions: Management Nasdaq Europe
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