Articles mentioning both Investors and SEC -BoardProspects

Articles mentioning both Investors and SEC

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1. Investors Left Exposed as Trump's SEC Gives America Inc Helping Hand
  
  Explore Yahoo! Finance Nov 6 2019 BoardBlogs
  
  ...s more treacherous for both institutional and retail investors. "The deregulatory agenda now advancing at the SEC is too often driven by lobbyist intuition rather than hard facts about the markets we oversee," Robert Jac...
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  Mentions: Investors SEC Jay Clayton
2. States Sue SEC, Claiming Investors Left Behind by New Rules
  
  Explore Home - Welcome to Cincinnati Bell Sep 11 2019 BoardNews
  
  ...efore they collect less in taxes. New York Attorney General Letitia James said the SEC was failing to protect investors, favoring "Wall Street over Main Street." She noted that new rules let broker-dealers consider their...
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  Mentions: Investors SEC
3. Recession Watch Starts at the 18th Hole for These CEOs
  
  Explore The Washington Post May 24 2019 BoardBlogs
  
  ...operly disclosed issues related to the 737 Max to investors. To be honest, it would be more surprising if the SEC wasn’t looking into such a significant event where there are questions about what Boeing knew and when it ...
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  Mentions: Conference Investment Opinion
4. SEC Adds Proxy Advisors, Shareholder Proposal Thresholds to Regulatory Agenda
  
  Explore Pensions & Investments May 23 2019 BoardBlogs
  
  ... director, in an email. "For decades, shareholder proposals have been a key tool for retail and institutional investors to communicate with other shareholders and company directors and executives on important issues affe...
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  Mentions: Corporate Governance Investors SEC
5. United States: SEC Commissioner Peirce "Airs Her Grievances" With CII
  
  Explore mondaq.com May 14 2019 BoardNews
  
  ... organizations that are not accountable to investors unproductively distracts issuers." She believes that the SEC should focus its efforts on its core mission of "protecting investors, facilitating capital formation, and...
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  Mentions: Corporate Governance Investors SEC
6. Providing Retail Investors a Voice in the Proxy Process
  
  Explore corpgov.law.harvard.edu Apr 25 2019 BoardBlogs
  
  ...gesting further inquiry is necessary. Based on the SEC’s current guidance, it is not clear that institutional investors could establish such a policy. The SEC could remedy that problem with a change in its mutual fund vo...
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  Mentions: Leadership Corporate Governance Investors
7. Facebook Investors are Making Another Dramatic Bid to Oust Mark Zuckerberg and Abolish the Firm’s Share Structure
  
  Explore Business Insider Apr 13 2019 BoardNews
  
  ...ontrol $3 billion of Facebook stock — and they want to take Zuckerberg down Responding to the proposal in the SEC filing, Facebook called on investors to vote it down. "We believe our board of directors is functioning ef...
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  Mentions: Management Investors SEC
8. Unicorns Aren't That Rare Anymore, and Shareholders are Demanding More Control
  
  Explore Stock Market Today Apr 8 2019 BoardBlogs
  
  ...emned the dual-class model as poor corporate governance. In even stronger terms, the Council of Institutional Investors lambasted Lyft's voting structure as part of a risky trend in the capital markets: "The message [Lyf...
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  Mentions: Investors SEC IPO
9. Shareholders Shake Things Up This Proxy Season
  
  Explore Yahoo! Finance Apr 4 2019 BoardBlogs
  
  ...f you want to file, read the rules first (see SEC Staff Legal Bulletin No. 14I). Companies often petition the SEC to exclude proposals, and the agency can do so for a litany of reasons. In December, SEC chairman Jay Clay...
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  Mentions: Board Diversity Investors SEC
10. AbbVie Investors Agitate for Chair-CEO Split, Flagging Bonus Pay and Humira Hikes
  
  Explore Pharma News Apr 2 2019 BoardNews
  
  ...EO Richard Gonzalez's grilling over his bonus pay by members of the Senate Finance Committee. (AbbVie) AbbVie investors are calling for a separation of powers in the C-suite, citing Chairman and CEO Richard Gonzalez's ou...
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  Mentions: Investors SEC Mylan
11. The Most Overpaid CEOs: Are Fund Managers Asleep at The Wheel?
  
  Explore corpgov.law.harvard.edu Mar 30 2019 BoardBlogs
  
  ...nvestors can respond to income inequality.” In the foreword, UN PRI CEO Fiona Reynolds writes: “Institutional investors have increasingly begun to realize that inequality has the potential to negatively impact institutio...
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  Mentions: Dodd-Frank Investment Corporate Governance
12. Top Wall Street Firms Have Started Disclosing a New Risk to Their Own Businesses: Sexual Harassment
  
  Explore Business Insider Mar 26 2019 BoardNews
  
  ...nt right now." "It's protection against securities fraud," he said. "If something does happen, you don't want investors coming to you and saying 'why didn't you warn us about this.'" And don't expect the language to be r...
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  Mentions: Corporate Governance Management Investors
13. Bed Bath & Beyond Inc.: Issues Statement Regarding Activist Investor Group
  
  Explore Stock Market Quotes and News Mar 26 2019 BoardNews
  
  ...ain a copy of the definitive proxy statement and other documents filed by the Company free of charge from the SEC's website, www.sec.gov. The Company's shareholders will also be able to obtain, without charge, a copy of ...
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  Mentions: Corporate Governance Management Investors
14. MoviePass' Parent Company Admits Investors Can't Rely on Some of its Previous Financial Statements, and Says it Underestimated Losses
  
  Explore Business Insider Mar 12 2019 BoardNews
  
  ...consolidated financial statements for September 30, 2018, should no longer be relied upon," the filing to the SEC stated. "Similarly, related press releases, earnings releases, and investor communications describing the ...
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  Mentions: Investors SEC Nasdaq
15. SEC Remarks Before the Council of Institutional Investors
  
  Explore corpgov.law.harvard.edu Mar 6 2019 BoardNews
  
  ... identified by organizations that are not accountable to investors unproductively distracts issuers. When the SEC is asked to concentrate on issues other than protecting investors, facilitating capital formation, and fos...
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  Mentions: Dodd-Frank Conference Investors
16. Versum Materials Board of Directors Rejects Unsolicited Proposal from Merck KGaA
  
  Explore businesswire.com Mar 1 2019 BoardNews
  
  ... Entegris, once such documents are filed with the SEC through the website maintained by the SEC at http://www.sec.gov. Copies of the documents filed with the SEC by Entegris will be available free of charge on Entegris’ ...
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  Mentions: Investor Relations Investors SEC
17. Is Elon Musk's Clash With the SEC a Big Deal for Tesla Stock? It Doesn't Seem That Way.
  
  Explore entrepreneur.com Feb 27 2019 BoardBlogs
  
  ...9 percent on the day. Tesla was the biggest reason. Investors shrugged off Elon Musk's latest run-in with the SEC and sent the stock up 5.67 percent today -- the biggest gain on the Entrepreneur Index™. Yesterday, the SE...
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  Mentions: Investors SEC Twitter
18. 2019 Proxy Season Preview
  
  Explore corpgov.law.harvard.edu Feb 26 2019 BoardBlogs
  
  ... communicated in company disclosures on strategy and risk. Most of these investors—more than a third (38%) of investors overall—are specifically focused on climate change, which is up from 15% three years ago. Notably, t...
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  Mentions: Sustainability Management Investors
19. Exxon Mobil Asks U.S. Regulator to Block Climate-Change Resolution
  
  Explore Stock Market Quotes and News Feb 24 2019 BoardNews
  
  ...se its "day-to-day" considerations, Exxon wrote to the SEC. CCE spokesman Mark Arena said that Exxon told the SEC that it has already put many of the measures the proposal requires in place. The 2015 Paris Agreement whic...
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  Mentions: Investors SEC Annual Meeting
20. PG&E Provides Update on Board Refreshment Process
  
  Explore businesswire.com Feb 11 2019 BoardNews
  
  ... other documents filed with the SEC by PG&E Corporation and the Utility through the website maintained by the SEC at http://www.sec.gov. Copies of the documents filed by PG&E Corporation and the Utility with the SEC will...
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  Mentions: Corporate Governance Investors SEC
21. US Corporate Governance: Turning Up the Heat
  
  Explore corpgov.law.harvard.edu Feb 10 2019 BoardBlogs
  
  ...uire ESG disclosures. Importantly, in a December 2018 speech, SEC Chairman Jay Clayton reminded companies and investors of two key principles: that companies should focus on disclosing material information that investors...
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  Mentions: Corporate Governance Investors SEC
22. Dealing with Activist Hedge Funds and Other Activist Investors
  
  Explore corpgov.law.harvard.edu Jan 25 2019 BoardBlogs
  
  ...” that attracts investment from major traditional institutional investors. Although a number of institutional investors are beginning to question whether hedge fund activism should be supported or resisted, and will act ...
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  Mentions: Mergers and Acquisitions Investment Activist Investors
23. Kadmon Announces Appointment of Cynthia Schwalm to Board of Directors
  
  Explore GlobeNewswire Jan 23 2019 BoardMoves
  
  ...C on November 9, 2018. Investors and security holders are urged to read these documents free of charge on the SEC’s website at www.sec.gov. The Company assumes no obligation to publicly update or revise its forward-looki...
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  Mentions: National Association of Corporate Directors Investor Relations Management
24. Acacia Research Adds Two New Independent Directors to Board of Directors
  
  Explore businesswire.com Jan 23 2019 BoardMoves
  
  ...dia: Sloane & Company Joe Germani / Kristen Duarte, 212-486-9500 jgermani@sloanepr.com / kduarte@sloanepr.com Investors: Hayden IR Rob Fink, 646-415-8972 actg@haydenir.com Media: Sloane & Company Joe Germani / Kristen Du...
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  Mentions: Corporate Governance Management Investors
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