Articles mentioning both Investors and SEC -BoardProspects

Articles mentioning both Investors and SEC

1-24 of 379 1 2 3 4 ... 14 15 16 »
1. Aerie Pharmaceuticals Appoints Peter J. McDonnell, MD, to the Company's Board of Directors
  
  Explore businesswire.com Jun 11 2020 BoardMoves
  
  ...theitmann@aeriepharma.com Investors: Ami Bavishi 908-947-3949; abavishi@aeriepharma.com Media: Tad Heitmann 949-526-8747; theitmann@aeriepharma.com Investors: Ami Bavishi 908-947-3949; abavishi@aeriepharma.com ...
  Read Full Article
  
  Comment
  
  Mentions: Investors technology Board of Directors
2. SEC Awards Record Payout of Nearly $50 Million to Whistleblower
  
  Explore sec.gov Jun 4 2020 BoardNews
  
  ...netary sanctions paid to the SEC by securities law violators. No money has been taken or withheld from harmed investors to pay whistleblower awards. Whistleblowers may be eligible for an award when they voluntarily provi...
  Read Full Article
  
  Comment
  
  Mentions: Investors Whistleblower Congress
3. Investors Continue To Deserve More: From Boards And Courts On Mutual Fund Fees
  
  Explore corpgov.law.harvard.edu May 30 2020 BoardBlogs
  
  ...ehind Section 36(b) goes like this: In the 1950s and 1960s, in light of industry growth and certain abuses of investors, the SEC commissioned the Wharton School of Finance to conduct a comprehensive study of the mutual f...
  Read Full Article
  
  Comment
  
  Mentions: Investment Investors stake
4. Vera Bradley Announces Seasoned Executives Kristina Cashman and Carrie Tharp to Join Board of Directors
  
  Explore GlobeNewswire Apr 30 2020 BoardMoves
  
  ...ary 1, 2020. We undertake no obligation to publicly update or revise any forward-looking statement. CONTACTS: Investors: Julia Bentley, VP of Investor Relations and Communications jbentley@verabradley.com (260) 207-5116 ...
  Read Full Article
  
  Comment
  
  Mentions: Investor Relations Management Investors
5. Considerations For Preparing Your 2020 Proxy Statement
  
  Explore mondaq.com Feb 10 2020 BoardBlogs
  
  ...losures. In April 2019, the Council of Institutional Investors ("CII") submitted a rulemaking petition to the SEC on the use of non-GAAP financial measures in the CD&A. Instruction 5 to Item 402(b) of Regulation S-K prov...
  Read Full Article
  
  Comment
  
  Mentions: Investors State Street Vanguard
6. The Economics of Shareholder Proposal Rules
  
  Explore corpgov.law.harvard.edu Feb 5 2020 BoardBlogs
  
  ...tional investors. Had the Economic Analysis examined the data on the subject, it would have found that retail investors have been responsible for a majority of the precatory proposals that led a large number of companies...
  Read Full Article
  
  Comment
  
  Mentions: Investors IPO Harvard
7. Sandra Horning, MD To Join Moderna's Board of Directors
  
  Explore Digital Journal Feb 3 2020 BoardMoves
  
  ...ents to the proxy statement and other documents that Moderna files with the SEC from the SEC’s website at www.sec.gov or Moderna’s website at www.modernatx.com as soon as reasonably practicable after such materials are e...
  Read Full Article
  
  Comment
  
  Mentions: Investor Relations Investors Annual Meeting
8. As SEC Curtails Shareholder Activism, Big Institutional Investors Must Act
  
  Explore Corporate Knights Jan 29 2020 BoardBlogs
  
  The U.S. Securities Exchange Commission is trying to change the rules that govern shareholder proposals and sustainable finance luminaries are pushing back...
  Read Full Article
  
  Comment
  
  Mentions: Investors The U.S. Securities Exchange Commission SEC
9. Board Composition and Shareholder Proposals
  
  Explore corpgov.law.harvard.edu Jan 28 2020 BoardBlogs
  
  ...ndscape of shareholder proposals, including changes to the SEC’s procedures for the 2020 proxy season and the SEC’s proposed changes to the Rule 14a-8 process. Institutional investors and proxy advisory firms have paid i...
  Read Full Article
  
  Comment
  
  Mentions: Management Investors Compliance
10. Davos Elites Will Be Buzzing About Corporate Social Responsibility — and Its Limits
  
  Explore CNBC.com Jan 18 2020 BoardBlogs
  
  ... state governments. And the biggest driver of change originates from where it always has — investors. As some investors have shifted their focus to the public good, so have companies. Yet there will be limits to change a...
  Read Full Article
  
  Comment
  
  Mentions: Corporate Social Reponsibility Investors KKR
11. Why Casper's IPO Could Keep Investors Up at Night
  
  Explore inc.com Jan 14 2020 BoardBlogs
  
  ...ual-class listing with one class of common stock and another of supervoting shares for insiders, according to SEC filings. The plan was scrapped in an amendment filed in October 2019, around the time WeWork decided to pu...
  Read Full Article
  
  Comment
  
  Mentions: Investors IPO acquisition
12. The SEC is Trying to Stifle Shareholders’ Right to Challenge Corporate Managements
  
  Explore Los Angeles Times Jan 8 2020 BoardBlogs
  
  ...its not uncommon for them to signal that their lives would be easier if they didnt have to deal with busybody investors... ...
  Read Full Article
  
  Comment
  
  Mentions: Investors Jay Clayton SEC
13. SEC Moves to Expand Mom-and-Pop Investor Access to Risky Funds
  
  Explore Politics, Political News Dec 18 2019 BoardNews
  
  ... said the SEC was exposing "vulnerable investors to private market risks they are ill-equipped to face.” Some SEC commissioners also decried the plan. “There is no free lunch in financial markets, and pretending otherwis...
  Read Full Article
  
  Comment
  
  Mentions: Investment Investors SEC Commissioner
14. Letter by SEC Commissioner Robert J. Jackson, Jr. to Congresswoman Maloney
  
  Explore corpgov.law.harvard.edu Nov 20 2019 BoardNews
  
  ...izabeth M. Murphy, Sec’y, U.S. Sec. & Exch. Comm. (Aug. 3, 2011) [the Petition].(go back) 2See Dave Michaels, SEC Should Require Political-Spending Reports, Ex-Chairs Say, BLOOMBERG (May 27, 2015); Letter to SEC Chair Ma...
  Read Full Article
  
  Comment
  
  Mentions: Leadership Investment Public Companies
15. Square is Dropping an Accounting Metric After the SEC said it’s not Allowed
  
  Explore MarketWatch Nov 7 2019 BoardNews
  
  ...egarding these allegations and recently received several comment letters from the SEC on the disclosures. The SEC’s investigation of the company continues. Don’t miss: Investors who paid attention to GE’s accounting saw ...
  Read Full Article
  
  Comment
  
  Mentions: Investors Progress Software lawsuit
16. Investors Left Exposed as Trump's SEC Gives America Inc Helping Hand
  
  Explore Yahoo! Finance Nov 6 2019 BoardBlogs
  
  ...s more treacherous for both institutional and retail investors. "The deregulatory agenda now advancing at the SEC is too often driven by lobbyist intuition rather than hard facts about the markets we oversee," Robert Jac...
  Read Full Article
  
  Comment
  
  Mentions: Investment Investors IPO
17. ASA Gold and Precious Metals Limited Announces Resignation of Director Gary Glynn and Appointment of Director Anthony J. Artabane
  
  Explore Välkommen till Avanza! Nov 1 2019 BoardMoves
  
  ... (800) 432-3378. Investment advisory services for the Company are provided by Merk Investments LLC (Merk), an SEC registered investment adviser. Merk provides investment advice on liquid global markets, including domesti...
  Read Full Article
  
  Comment
  
  Mentions: Board of Trustees Investment Investors
18. Dimon Scores Win Over ‘Lazy’ Investors on Corporate Voting Rules
  
  Explore Yahoo! News Nov 1 2019 BoardNews
  
  ...roxy process.” Read More: Mnuchin Open to Looser Bank Rules Backed by Dimon At its Nov. 5 public meeting, the SEC also intends to propose rules that could curtail the influence of proxy advisory firms, companies that inv...
  Read Full Article
  
  Comment
  
  Mentions: Management Investors Jamie Dimon
19. Proxy Adviser ISS Sues U.S. Markets Regulator Over Guidance Aimed at Curbing Advice
  
  Explore Yahoo! Finance Oct 31 2019 BoardNews
  
  ...edes proxy advisers' ability to provide independent and timely delivery of its data, research and analyses to investors. Proxy advisers recommend how investors should vote in corporate elections and cast ballots on behal...
  Read Full Article
  
  Comment
  
  Mentions: Proxy Advisory Investors ISS
20. An SEC Official is Siding with Big Asset Managers That Say Hedge Funds Like Saba Capital Should Be Banned from Taking Activist Stakes in Closed-End Funds
  
  Explore Business Insider Oct 31 2019 BoardNews
  
  ...tal have engaged in. Jackson, in an interview with Business Insider, said the SEC needs to protect the retail investors who choose closed-end funds for the fixed payouts the structure offers, and hopes to get the issue i...
  Read Full Article
  
  Comment
  
  Mentions: Investors Legg Mason stake
21. Investors Mull Blockchain to Improve Corporate Elections, Shareholder Votes
  
  Explore Roll Call Sep 24 2019 BoardBlogs
  
  ...d Ken Bertsch, executive director of the Council of Institutional Investors, an organization of institutional investors managing more than $4 trillion in assets. The group has emerged as a leading public voice for blockc...
  Read Full Article
  
  Comment
  
  Mentions: Investors Delaware Nelson Peltz
22. Nissan, Ghosn Settle U.S. SEC Claims Over Undisclosed Compensation
  
  Explore Yahoo! Finance Sep 23 2019 BoardNews
  
  ...or ban. Nissan, Ghosn, and Kelly settled without admitting or denying the SEC's allegations and findings. The SEC said in total Nissan in its financial disclosures omitted more than $140 million to be paid to Ghosn in re...
  Read Full Article
  
  Comment
  
  Mentions: Investors Japan stock options
23. States Sue SEC, Claiming Investors Left Behind by New Rules
  
  Explore Home - Welcome to Cincinnati Bell Sep 11 2019 BoardNews
  
  ...efore they collect less in taxes. New York Attorney General Letitia James said the SEC was failing to protect investors, favoring "Wall Street over Main Street." She noted that new rules let broker-dealers consider their...
  Read Full Article
  
  Comment
  
  Mentions: Dodd-Frank Investors Delaware
24. Here's Why WeWork Won't be in the S&P 500 After its IPO
  
  Explore fortune.com Aug 20 2019 BoardBlogs
  
  ...ring in 2017, giving zero voting power to the public. That’s when investors, well, snapped. Unable to get the SEC or the stock exchanges to do anything about it, they pressured the index benchmarking companies—DowJones S...
  Read Full Article
  
  Comment
  
  Mentions: Investors IPO Mark Zuckerberg
25. 1-24 of 379 1 2 3 4 ... 14 15 16 »

Search:
Categories
1. BoardProspects Features:
  BoardBlogs, BoardKnowledge, BoardMoves, BoardNews, BoardProspects Announcements, BoardProspects CEO, CEO Blog, In the News, Partner Publications, Question of The Week, Sponsored Content
People in the News
Organizations in the News
Locations in the News
Subjects in the News