Articles mentioning both Investors and SEC -BoardProspects

Articles mentioning both Investors and SEC

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1. As MoviePass Investors Rage Against Management, its Parent Company has Delayed a Crucial Shareholders Meeting
  
  Explore Business Insider Oct 16 2018 BoardNews
  
  ...ut the proposed reverse split on Twitter... MoviePass' owner, Helios and Matheson Analytics, announced in an SEC filing on Tuesday that it was postponing the special meeting of stockholders regarding the vote on a propo...
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  Mentions: Management Investors SEC
2. GOP Rep. Sean Duffy Takes on Proxy Advisers: They're 'playing all sides of the field'
  
  Explore washingtonexaminer.com Oct 16 2018 BoardNews
  
  ...said it discloses all potential conflicts of interests and "does not exert undue influence on investors." The SEC, meanwhile, may be preparing to act independently. The agency is set to hold a roundtable discussion on th...
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  Mentions: Investors SEC ISS
3. FT Says James Murdoch is in line for Tesla Chair. Elon Musk's Reply: Wrong
  
  Explore CNBC.com Oct 11 2018 BoardNews
  
  ...sors. "The company needs some added stability at the top to win back investor confidence." Under terms of the SEC settlement, Musk is not permitted to be re-elected to the chairman's post for three years. Tesla is also r...
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4. Sealed Air Announces Election of Hal Lawton to Board of Directors
  
  Explore globalbankingandfinance.com Oct 9 2018 BoardMoves
  
  ... for complying with our disclosure obligations under Regulation FD. Accordingly, investors should monitor the Investors section of our website, in addition to following our press releases, SEC filings, public conference ...
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5. If Tesla had a Real Board, it Would Remove Elon Musk as CEO in Light of SEC Lawsuit
  
  Explore news.morningstar.com Oct 1 2018 BoardBlogs
  
  ...ted securities fraud by making false and misleading statements to investors (http://www.marketwatch.com/story/sec-sues-elon-musk-for-misleading-tweets-seeks-to-bar-tesla-ceo-from-running-public-company-2018-09-27) The SE...
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6. Why Insider Trading Shouldn’t Be Illegal Any More
  
  Explore The Federalist Sep 21 2018 BoardBlogs
  
  ...nce is that his crime is one more often associated with the SEC (Securities and Exchange Commission) than the SEC (Southeastern Conference). Specifically, he pled guilty earlier this month to felony insider trading viola...
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  Mentions: Dodd-Frank Conference Investors
7. Tyme Appoints Accomplished Healthcare Executive Douglas A. Michels to Board of Directors
  
  Explore GlobeNewswire Sep 18 2018 BoardMoves
  
  ...nge Commission (“SEC”) on June 13, 2018, as well as subsequent reports and filings from time to time with the SEC. The information contained in this press release is as of release date and Tyme assumes no obligation to u...
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8. The SEC Wants to Make it Easier for Small-Time Investors to get in on Companies like Uber or SpaceX
  
  Explore Stock Market Data Today Aug 30 2018 BoardNews
  
  ...ity & save money." Currently, much private investment is limited to so-called accredited investors, which the SEC defines as those individuals with a net-worth of $1 million or a two-year trailing annual income of $200,0...
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9. From Passive to Active: Institutional Investors Promote Corporate Governance
  
  Explore forbes.com Aug 21 2018 BoardBlogs
  
  ... enhanced their proxy disclosures to better align with the needs of institutional investors, and this enables investors to make more contextual voting decisions. For example, disclosure is increasingly presented in an ef...
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10. The Regulation of Proxy Advisors
  
  Explore corpgov.law.harvard.edu Aug 3 2018 BoardBlogs
  
  ...everal requirements to qualify for SEC registration that would include: The legislation also would direct the SEC to withdraw two “no-action” letters issued by the SEC, which the fact sheet suggests “have led to overreli...
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  Mentions: Proxy Advisory Corporate Governance Investors
11. JPMorgan Whistle-Blower Gets Record $30 Million From CFTC
  
  Explore Yahoo! Finance Jul 12 2018 BoardNews
  
  ... information that could help identify them. The CFTC amended its program in May 2017 to harmonize it with the SEC’s and strengthen anti-retaliation protections for whistle-blowers who come forward. JPMorgan acknowledged ...
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12. Robert E. Mittelstaedt, Jr. to Retire from LabCorp Board of Directors and Current Board Member ...
  
  Explore businesswire.com Jul 12 2018 BoardMoves
  
  ...e information in this press release should be read in conjunction with a review of LabCorp’s filings with the SEC including the information in LabCorp’s Form 10-K for the year ended December 31, 2017, and subsequent Form...
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  Mentions: Leadership Corporate Governance Investors
13. U.S. Regulator Shelves Reform on Voting in Board Fights
  
  Explore reuters.com Jul 11 2018 BoardNews
  
  ...ng activist investor-led fights for board seats, an issue that has divided companies and investors for years. SEC officials have said publicly in recent months that the proposed rule-change remains a priority, raising ho...
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14. What do companies really have to reveal when a CEO is ousted?
  
  Explore The Washington Post Jul 6 2018 BoardMoves , BoardNews , BoardProspects Announcements , CEO Blog
  
  ...tion is ongoing and they don't have all the facts, or out of privacy concerns for the CEO or his family. "The SEC is not trying to write rules on what people have to say in press releases," said this expert, who was gran...
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15. Netflix Shareholders Raise Governance Issues At Annual Meeting
  
  Explore Hollywood Entertainment Breaking News Jun 7 2018 BoardNews
  
  ...e company’s annual shareholder meeting. Investors supported a number of stockholder proposals that would give investors a role in the nomination of directors and the ability to make changes with a simple majority vote. “...
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16. Natus Medical Board of Directors Mails Letter to Shareholders
  
  Explore CNBC.com Jun 4 2018 BoardNews
  
  ...ay obtain a copy of the definitive proxy statement and other documents filed by Natus free of charge from the SEC’s website, www.sec.gov. Additionally, Natus stockholders may obtain, without charge, a copy of the definit...
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17. CEO Pay Ratio Disclosures Provide Little More Than Noise for Investors
  
  Explore MarketWatch May 25 2018 BoardBlogs
  
  ...il there is a move toward standardization, the pay ratio rule isn’t likely to provide material information to investors, but it is pushing companies to be more transparent, so it’s not completely useless. “We are learnin...
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18. Blackwells Issues Open Letter to Supervalu Board of Directors in Response to Continued Value ...
  
  Explore businesswire.com May 17 2018 BoardNews
  
  ...MPORTANT INFORMATION. SUCH PROXY MATERIALS WILL BE AVAILABLE AT NO CHARGE ON THE SEC'S WEB SITE AT HTTP://WWW.SEC.GOV. IN ADDITION, THE PARTICIPANTS IN THIS PROXY SOLICITATION WILL PROVIDE COPIES OF THE PROXY STATEMENT A...
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  Mentions: Investors SEC Delaware
19. 'You're Not a Shareholder:' One Way Corporations Avoid Investor Opinions
  
  Explore washingtonexaminer.com May 1 2018 BoardBlogs
  
  ...f he persisted in trying to gain access. At that point, Danhof gave up and opted to file a complaint with the SEC. He had begun to suspect that the situation involved more than a simple miscommunication when the company ...
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20. Investor Group Nominates Slate of Director Candidates to Board of Destination Maternity
  
  Explore businesswire.com Apr 23 2018 BoardNews
  
  ... IN THE SOLICITATION. SUCH PROXY MATERIALS WILL BE AVAILABLE AT NO CHARGE ON THE SEC’S WEB SITE AT HTTP://WWW.SEC.GOV. IN ADDITION, THE PARTICIPANTS IN THIS PROXY SOLICITATION WILL PROVIDE COPIES OF THE PROXY STATEMENT A...
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  Mentions: Leadership Management Investors
21. Whitestone REIT Mails Letter to Shareholders Highlighting Board’s Significant Industry Expertise and Diverse Perspectives
  
  Explore GlobeNewswire Apr 17 2018 BoardNews
  
  ...ments thereto and other documents filed by the Company with the SEC for no charge at the SEC’s website at www.sec.gov. Copies will also be available at no charge at the Company’s website at www.whitestonereit.com. Whites...
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  Mentions: Board of Trustees Investor Relations Investment
22. Navigant Nominates Rudina Seseri for Election to Board of Directors
  
  Explore businesswire.com Apr 16 2018 BoardMoves
  
  ...y of the definitive proxy statement and other relevant documents filed by the Company free of charge from the SEC’s website at www.sec.gov. The Company’s shareholders will also be able to obtain a copy of the definitive ...
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  Mentions: Investor Relations Leadership Investors
23. Shareholder Litigation in the Wake of the #MeToo Movement
  
  Explore Legal News, Lawyers, Law Firms Apr 13 2018 BoardBlogs
  
  ...laim based on allegations that statements in and surrounding the company’s ethics code—which was available to investors on HP’s website in accordance with US Securities and Exchange Commission (SEC) rules—were false and ...
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  Mentions: Investors CEO SEC
24. AutoNation Shareholders to Vote on Proposal to Split Chair and CEO Roles
  
  Explore Broward & Palm Beach News, Sports Apr 12 2018 BoardNews
  
  ...fund. Other stockholders of more than 5 percent are institutional investors including Capital Research Global Investors, BlackRock, The Vanguard Group and Artisan Partners Limited Partnership, according to AutoNation’s a...
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