Articles mentioning both Investors and SEC -BoardProspects

Articles mentioning both Investors and SEC

1-24 of 325 1 2 3 4 ... 12 13 14 »
1. Going Public? For Uber, Lyft and Others, Shutdown Slows IPOs
  
  Explore sfgate.com Jan 15 2019 BoardNews
  
  ...aw enforcement. The SEC's online financial reporting service for companies, known as Edgar and widely used by investors, continues to operate normally. About 285 agency employees are still working, including around 110 i...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Uber
2. BlackRock Closed-End Funds Announce Addition to Boards of Directors/Trustees
  
  Explore globalbankingandfinance.com Dec 31 2018 BoardMoves
  
  ...other regulatory filings of the Funds with the Securities and Exchange Commission (SEC) are accessible on the SEC’s website at www.sec.gov and on BlackRocks website at www.blackrock.com , and may discuss these or other f...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Independent Director
3. SEC Should Leave Proxy Advisory Firms Alone
  
  Explore The Washington Post Dec 10 2018 BoardBlogs
  
  ...oup called the Main Street Investors Coalition says that proxy advisory firms are crushing the voice of small investors and doing real damage. The New York Times’s Andrew Ross Sorkin, though, disclosed earlier this year ...
  Read Full Article
  
  Comment
  
  Mentions: Proxy Advisory Opinion Investors
4. Clayton Says SEC to Focus on Rules for Financial Professionals, Proxy Process
  
  Explore MarketWatch Dec 6 2018 BoardNews
  
  ...e more than 30 reports and studies that the Dodd-Frank Act required the SEC to complete,” said Clayton. Read: SEC targets proxy and short selling rules, compensation disclosures for possible changes The SEC issued its pr...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC IPO
5. Athene Holding Ltd. Appoints Mitra Hormozi and Scott Kleinman to Board of Directors
  
  Explore businesswire.com Dec 6 2018 BoardMoves
  
  ...ur quarterly report on Form 10-Q for the quarterly period ended September 30, 2018, which can be found at the SEC’s website www.sec.gov. All forward-looking statements described herein are qualified by these cautionary s...
  Read Full Article
  
  Comment
  
  Mentions: Investment Management Investors
6. SEC Targets Proxy and Short Selling Rules, Compensation Disclosures for Possible Changes
  
  Explore MarketWatch Nov 27 2018 BoardNews
  
  ...offering that is exempt from full SEC registration requirements and one that is available only to “accredited investors.” Those are investors with a net worth of over $1 million, or that have consistently made over $200,...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC IPO
7. Navidea Biopharmaceuticals Appoints Dr. Kathy Rouan to Board of Directors
  
  Explore globalbankingandfinance.com Nov 26 2018 BoardMoves
  
  ...e urged to carefully review and consider the disclosures found in our SEC filings, which are available at www.sec.gov or at http://ir.navidea.com. Investors are urged to consider statements that include the words will, m...
  Read Full Article
  
  Comment
  
  Mentions: Leadership Management Investors
8. Facebook's Mark Zuckerberg Isn't Accountable to Anyone, so it's Time Congress Took Away the Source of his Power
  
  Explore Business Insider Nov 17 2018 BoardBlogs
  
  ... or by outsized voting rights. Others in that group are Snap CEO Evan Spiegel and Spotify CEO Daniel Ek. Many investors are getting fed up with such arrangements and for good reasons. Not only do they get little to no co...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Google
9. SEC Whistleblower Program Continues to Steamroll Securities Fraudsters, Issue Record-Breaking Awards
  
  Explore National Law Review Nov 16 2018 BoardBlogs
  
  ...eblower Program has been extraordinarily successful in enabling the SEC root out securities fraud and protect investors... The SEC Whistleblower Program continued its remarkable run of success in fiscal year 2018. As det...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Fraud
10. Improving Proxy-Voting System Discussed At SEC Roundtable
  
  Explore Pensions & Investments Nov 15 2018 BoardNews
  
  ... public companies. Ken Bertsch, executive director of the Council of Institutional Investors, highlighted the SEC 's 2016 proposed rule that would require the use of universal proxies in contested elections as something ...
  Read Full Article
  
  Comment
  
  Mentions: Corporate Governance Public Companies Investors
11. Bipartisan Senate Bill Would Regulate Proxy Advisors
  
  Explore insurancejournal.com Nov 15 2018 BoardNews
  
  ...odic SEC examinations, which would include a serious review of the firms’ conflicts of interest policies. The SEC and Glass Lewis did not immediately respond to requests for comment. A spokesman for ISS said the company ...
  Read Full Article
  
  Comment
  
  Mentions: Proxy Advisory Investment Corporate Governance
12. The Law of Unintended Consequences: The Case of Proxy Advisory Firms
  
  Explore forbes.com Nov 15 2018 BoardBlogs
  
  ...uirements to vote on all proxy statements would help reduce these costs... The SEC requires all institutional investors to vote on all matters put forth in proxy statements, or the measures voted on during shareholder me...
  Read Full Article
  
  Comment
  
  Mentions: Conference Proxy Advisory Conflict of Interest
13. Proxy Advisory Firms: Don't Trust 'Em, Try to Verify
  
  Explore RealClearMarkets Nov 13 2018 BoardBlogs
  
  ... be voted on what information is available, instead of what’s accurate. The mission of the SEC is to “protect investors, maintain fair, orderly and efficient markets; and facilitate capital formation” yet these simple an...
  Read Full Article
  
  Comment
  
  Mentions: Proxy Advisory Investment Investors
14. Proxy Advisers Push Back at DC Criticism: 'We give shareholders a voice'
  
  Explore washingtonexaminer.com Nov 9 2018 BoardNews
  
  ...nce in analyzing and synthesizing an enormous volume of information in a short period of time, thereby giving investors a meaningful voice in corporate governance while maximizing the efficient use of limited manager res...
  Read Full Article
  
  Comment
  
  Mentions: Corporate Governance Investors SEC
15. Tesla's Pick for a New Chairwoman is Boring, But That's Exactly What the Company needs, experts say
  
  Explore CNBC.com Nov 8 2018 BoardBlogs
  
  ...de chairperson to fully check Musk's often wild antics. It was Musk's controversial tweeting that spurred the SEC fraud charges and subsequent settlement that mandated a new chairperson in the first place. "I could dream...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Tesla
16. Sportsman's Warehouse Holdings, Inc. Appoints Richard McBee to Its Board of Directors
  
  Explore GlobeNewswire Nov 1 2018 BoardMoves
  
  ...“Risk Factors” in the Company’s Form 10-K for the fiscal year ended February 3, 2018 which was filed with the SEC on March 29, 2018 and the Company’s other public filings made with the SEC and available at . If one or mo...
  Read Full Article
  
  Comment
  
  Mentions: National Association of Corporate Directors Investor Relations Investors
17. These Tesla Investors Want Even Bigger Changes on its Board
  
  Explore The Washington Post Nov 1 2018 BoardNews
  
  ... new letter from pension funds investors suggests Tesla permanently split the chairman and CEO roles after an SEC settlement only required Elon Musk to step aside as chairman for three years... A group of Tesla investors...
  Read Full Article
  
  Comment
  
  Mentions: Leadership Investment Investors
18. A $774 Billion Investment Giant is Ramping Up Calls for a Tesla Board Shakeup — One That Goes far Beyond What the SEC Wants
  
  Explore Business Insider Nov 1 2018 BoardNews
  
  ...ent," the letter reads. Tesla has until November 30 to make the changes called for in its settlement with the SEC. The company did not respond to a request for comment. James Murdoch is reportedly being considered by som...
  Read Full Article
  
  Comment
  
  Mentions: Investment Investors SEC
19. New GE Chief Slashes Dividend as US Reviews $22 Billion Power Writedown
  
  Explore washingtonexaminer.com Oct 30 2018 BoardNews
  
  ... heavy-duty gas turbine sales. "The market size continues to be in line with our expectations," she said. The SEC's review of the power writedown, driven largely by the Alstom acquisition, joins the agency's scrutiny of ...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC Dividend
20. Ciena Appoints Joanne Olsen to Board of Directors
  
  Explore globalbankingandfinance.com Oct 18 2018 BoardMoves
  
  ...m. You are encouraged to review the Investors section of our website, where we routinely post press releases, SEC filings, recent news, financial results, and other announcements. From time to time we exclusively post ma...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC IBM
21. As MoviePass Investors Rage Against Management, its Parent Company has Delayed a Crucial Shareholders Meeting
  
  Explore Business Insider Oct 16 2018 BoardNews
  
  ...ut the proposed reverse split on Twitter... MoviePass' owner, Helios and Matheson Analytics, announced in an SEC filing on Tuesday that it was postponing the special meeting of stockholders regarding the vote on a propo...
  Read Full Article
  
  Comment
  
  Mentions: Management Investors SEC
22. GOP Rep. Sean Duffy Takes on Proxy Advisers: They're 'playing all sides of the field'
  
  Explore washingtonexaminer.com Oct 16 2018 BoardNews
  
  ...said it discloses all potential conflicts of interests and "does not exert undue influence on investors." The SEC, meanwhile, may be preparing to act independently. The agency is set to hold a roundtable discussion on th...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC ISS
23. FT Says James Murdoch is in line for Tesla Chair. Elon Musk's Reply: Wrong
  
  Explore CNBC.com Oct 11 2018 BoardNews
  
  ...sors. "The company needs some added stability at the top to win back investor confidence." Under terms of the SEC settlement, Musk is not permitted to be re-elected to the chairman's post for three years. Tesla is also r...
  Read Full Article
  
  Comment
  
  Mentions: Investment Investors SEC
24. Sealed Air Announces Election of Hal Lawton to Board of Directors
  
  Explore globalbankingandfinance.com Oct 9 2018 BoardMoves
  
  ... for complying with our disclosure obligations under Regulation FD. Accordingly, investors should monitor the Investors section of our website, in addition to following our press releases, SEC filings, public conference ...
  Read Full Article
  
  Comment
  
  Mentions: Investors SEC MBA
25. 1-24 of 325 1 2 3 4 ... 12 13 14 »

Search:
Categories
1. BoardProspects Features:
  BoardBlogs, BoardKnowledge, BoardMoves, BoardNews, BoardProspects Announcements, BoardProspects CEO, CEO Blog, In the News, Partner Publications, Sponsored Content
People in the News
Organizations in the News
Locations in the News
Subjects in the News