1. Articles from JD Alois

    1-4 of 4
    1. John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies

      John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies

      Towards the end of April, SEC Commissioner Robert J. Jackson Jr. delivered a heartfelt speech in Cleveland about the decline of initial public offerings (IPOs) in the US. While there has been much debate regarding the cause of this decline (with some questioning whether it even matters), Commissioner Jackson pointed a heavy finger at the fees levied upon smaller issuers as significant factor in creating the problem...

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    2. Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank

      Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank

      SEC Commissioner Daniel Gallagher has consistently criticized the “Wall Street Reform and Consumer Protection Act” – otherwise affectionately know as Dodd-Frank. It should come to no surprise to anyone who has operated inside the beltway that Dodd-Frank has accomplished little except to bog down the regulatory process. In fact 5 years into the 2300 pages of fine print, the SEC is still only half-way completed with their rule making task...

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      Mentions: Dodd-Frank SEC
    1-4 of 4
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    Investor Advisory Committee Schedules Meeting, Will Discuss Accredited Venovate Adds Jerry Chafkin to Board of Directors Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies Shaq is Investing in 9 Papa John's Locations and Joining the Pizza Chain's Board Deutsche Bank U.S. Employees Said to Get Major Share of Bonuses Archer Daniels Midland (ADM) announced two additions to its Board Adient Announces José Gutiérrez to Join Automotive Seat Supplier's Board of Directors Lawson Products (LAWS) Names J. Bryan King as Board Chairman; Appoints Charles Hale and Mark Moon to Board Breaking News: U.S. Activist Investor Elliott Loses Hyundai Proxy Fight Asset Managers Can Justify Active Fund Fees Through Activism On Governance Duke Energy CEO’s Pay Dropped to $14M After Big 2017 Bounty