1. Articles from Mengqi Sun

    1-6 of 6
    1. SEC Says It Won’t Limit Whistleblower Payouts

      SEC Says It Won’t Limit Whistleblower Payouts

      The Securities and Exchange Commission said Thursday that it was revising two amendments governing the rules of its whistleblower program to address concerns that they would discourage tipsters from coming forward. The two amendments were adopted in September 2020, during the Trump administration. SEC Chairman Gary Gensler, a Democrat tapped by President Biden, said last year that one amendment could be used by a future commission to lower an award because of its size...

      Read Full Article
    2. Competition for Compliance Officers Intensifies Amid Regulatory Pressures

      Competition for Compliance Officers Intensifies Amid Regulatory Pressures

      A labor-market squeeze and evolving regulatory pressures are driving demand for compliance officers. Competition for such talent has heated up in recent months as companies fear they will be short-staffed at a time of rapid growth and increasing regulatory scrutiny, and businesses are luring compliance staff with salary increases, remote-working opportunities and company equity...

      Read Full Article
    3. SEC Issues $114 Million to Two Whistleblowers

      SEC Issues $114 Million to Two Whistleblowers

      The U.S. Securities and Exchange Commission awarded about $114 million in total to two whistleblowers, including one who provided independent analysis to the regulator that helped substantially advance investigations, the SEC said. With the latest awards, the SEC whistleblower program has paid out more than $1 billion to 207 whistleblowers since issuing its first award in 2012, the agency said. That marks a milestone for the SEC whistleblower program created by the 2010 Dodd-Frank Act...

      Read Full Article
    4. President Biden Signs Bill to Fund CFTC Whistleblower Program

      President Biden Signs Bill to Fund CFTC Whistleblower Program

      President Biden has signed into law legislation that would temporarily set up a new account to pay for the operations of the Commodity Futures Trading Commission’s whistleblower program, paving the way for the U.S. derivatives markets regulator to resolve a funding crisis over a large potential payout. The bill, an amended version of the CFTC Fund Management Act, was signed into law by the president on Tuesday, after Congress passed the bipartisan legislation last month.

      Read Full Article
    1-6 of 6
  1. Categories

    1. BoardProspects Features:

      Board Recruitment Publication, BoardBlogs, BoardKnowledge, BoardMoves, BoardNews, BoardProspects Announcements, BoardProspects CEO, CEO Blog, Competitor Corner, In the News, Member Report, Partner Publications, Question of The Week, Sponsored Content
  2. Topics in the News

    1. (5 articles) Whistleblower
    2. (4 articles) The SEC
    3. (4 articles) SEC
    4. (3 articles) Gary Gensler
    5. (3 articles) Rules
    6. (3 articles) Board of Directors
    7. (3 articles) Wall Street
    8. (2 articles) President Biden
    9. (2 articles) U.S. securities
    10. (2 articles) C
    11. (1 articles) Elon Musk
    12. (1 articles) Board Diversity
    13. (1 articles) CEO
    14. (1 articles) Zoom
    15. (1 articles) Public Companies
    16. (1 articles) Climate Change
    17. (1 articles) human rights
    18. (1 articles) Diversity
    19. (1 articles) Board
    20. (1 articles) Investors
  3. Popular Articles

  4. Picture Gallery

    SEC Votes to Amend Whistleblower-Award Rules President Biden Signs Bill to Fund CFTC Whistleblower Program SEC Pauses Enforcement of Some Whistleblower Program Rules SEC Issues $114 Million to Two Whistleblowers Competition for Compliance Officers Intensifies Amid Regulatory Pressures SEC Says It Won’t Limit Whistleblower Payouts 5 Tips Every CEO Needs for Managing Investors and Their Board Shareholders Lift Up Their Voices at Many High-Profile Company Meetings What the Volume and Diversity of Comment Letters to the SEC Say About its Climate Proposal Activist Investor Group Asks SEC to Investigate Tesla Over Plan to Shrink Board The Supreme Court’s EPA Ruling Has Big Implications Mace Announces Richard A. Barone Appointment to Board of Directors