Regulatory Update and Recent SEC Actions - July 2020
- SEC Provides Temporary, Conditional Relief for BDCs Making Investments in Small and Medium-Sized Businesses
- SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19
- SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
- SEC Enforcement Forms Coronavirus Steering Committee to Address COVID-19 Concerns and Response
- SEC Extends Relief for Virtual Meetings of Fund Boards...