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Who’s in charge here? By: Charles Whipple
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Providing Retail Investors a Voice in the Proxy Process

corpgov.law.harvard.edu

As the SEC continues its consultation into the proxy process, in particular its consideration of the role of proxy advisory firms in that process, it’s more important than ever to understand how this process affects average retail investors and what, if any, changes they’d like to see. To that end, I collaborated with wealth management research specialist Spectrem Group, to design a survey of retail investor to hear directly from the ultimate stakeholders of proxy voting...

Mentions: Leadership Corporate Governance Investors