1. Proxy Advisers Must Disclose Conflicts of Interest, SEC Says

    Proxy Advisers Must Disclose Conflicts of Interest, SEC Says

    Companies that recommend to investors how to vote in corporate elections must disclose conflicts of interest that could be viewed as affecting their advice, the U.S. Securities and Exchange Commission said...

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    1. The proxy advisory firm must provide the recipient of the advice with disclosure that provides notice of the presence of a significant relationship or a material interest.
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