1. SEC Chair Gary Gensler Embarks on Ambitious Regulatory Agenda. What It Means for Investors

    SEC Chair Gary Gensler Embarks on Ambitious Regulatory Agenda. What It Means for Investors

    SEC Chairman Gary Gensler and his staff have been very busy lately, and they are about to get busier. The Securities and Exchange Commission has roughly 50 proposed rule changes it is considering, and a handful that are in a final regulatory stage and could be adopted soon. "This is one of the largest regulatory agendas we have seen from the SEC in many years," Amy Lynch, president of Frontline Compliance and a former SEC compliance official, told me...

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    1. There are a lot of items on the list.  They are going to have to pick and choose
    2. They want usable metrics to update their models and provide new products.
    3. The point of disclosure is, do people have enough information to make an informed decision?.
    4. The real theme from Gensler so far is, 'I will look at this, I'll tell the staff to study it, and I'll think about it.
    5. At the end of the day, we are going to have enhanced disclosure, and even more information for retail investors to make better informed decisions.
    6. I think he [Gensler] wants to make the biggest dent he can.
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