1. 31 Days to a More Effective Compliance Program - Inquiring Up and Down

    31 Days to a More Effective Compliance Program - Inquiring Up and Down

    Where does “tone at the top” start? With any public and most private U.S. companies, it is at the Board of Directors. But what is the role of a company’s Board in compliance? First a Board should not engage in management but should engage in oversight of a CEO and senior management. The Board does this through asking hard questions, risk assessment and identification...

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

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